CISI – Global Financial Compliance

A successful compliance function is a fundamental requirement for any effective business; in financial services it is a critical component. CISI Global Financial Compliance qualification addresses techniques used to implement successful compliance functions in organisations. It provides a comprehensive introduction to all the issues a global Compliance Officer may encounter. It further addresses international issues including the international regulatory environment, managing the risk of financial crime, governance, risk management, ethics, integrity and fairness.

1.  The international regulatory environment
2.  The compliance function
3.  Managing the risk of financial crime
4.  Ethics, Integrity and Fairness
5.  Governance, risk management and compliance

Who should study for Global Financial Compliance?

Suitable for all compliance staff and will be especially relevant to Compliance Officers.

The qualification addresses techniques used to implement a successful compliance function and provides a comprehensive introduction to all the issues a global Compliance Officer may encounter.